Job Purpose:

Support Head of Compliance and Senior Financial Crime Compliance Specialist with key responsibilities being on all AML/ABC/FATCA/CRS

Key Responsibilities:

Carry out the activities to prevent financial crime through the implementation and monitoring of AML, CRS, &FATCA as well as raising awareness as follows:

1. AML System Automation Implementation:

• Issue IT requests for enhancing the AML system;
• Be Compliance representative in the testing of the system (UAT).
• Review user access for FCRM system

1. Ongoing monitoring and updates:

• Update relevant designated or restricted list in the system, timely and completely (as needed)
• Carry out all the screenings as required (including routine batch screenings)
• Carry out on going monitoring reviews and report for the suspicious cases from transaction monitoring which is investigated by 1st line
• Prepare the supporting documents to support senior FCC/Head of Compliance to review the cases from 1st Line which escalate to Compliance to review and approve.
• Review and close the cases of high-risk customers from both Day1 Spikes and Daily alert

1. Reporting:

• Provide timely report/escalate progress, information and issues under the responsibilities as required

1. Compliance awareness on AML/ABC/FATCA/CRS:

• Provide the AML/ABC/FATCA/CRS awareness such as organizing AML-Training