Compliance Officer

A Compliance Officer is knowledgeable about governmental and financial regulations and laws, oversees the AML/KYC Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. This position will be accountable for the development, implementation and maintenance of the company’s AML program; for the analysis and management of AML and Terrorist financing risk, meeting regulatory obligations in a timely manner, and the proactive implementation of best practices and improvements to the assurance framework.

Responsibilities

• Researches, assesses, implements, and manages the areas of financial services regulations and laws and procedures, consumer protection, and public interest laws.

• Support the team to ensure compliance with anti-money laundering policies and regulations.

• Work closely with the front line staff in overseeing compliance procedures and advises on risk management

• Maintain and put in place sound KYC/EDD frameworks and ensure ongoing monitoring and review

• Ensure that operational processes are sufficient, documented, and implemented such as fraud monitoring, customer due diligence, AML investigation workflows and case management, KYC/EDD, correspondent banking, transaction monitoring, and suspicious activity reporting

Qualifications

• Bachelor’s degree in Law or related field

• Shown extensive leadership and team work experience

• Understanding of AML concepts

• 0-3 years experience as a business analyst in the banking and AML industry

• Excellent in English both writing and reading

• Good organizational skills, ability to prioritize, manage multiple tasks, adhere to strict deadlines

• Passionate about financial inclusion

• A track-record of getting things done - drive, ownership and execution are core to our culture at coins.co.th