Compliance Planning and Strategy Expert

Position Summary

Compliance Planning and Strategy Expert will lead the development, implementation, and enhancement of robust compliance frameworks, policies, and strategic initiatives. This role plays a critical part in ensuring that the organization adheres to all relevant regulatory requirements through driving a comprehensive enterprise-wide compliance planning and governance for SCBX diversified financial group. This role will be instrumental in strengthening the Group’s compliance culture, aligning regulatory strategies across subsidiaries, and embedding Governance, Risk, and Compliance (GRC) frameworks and programs within the financial group.

Key Responsibilities

• Lead the design, execution, and continuous improvement of the Group’s compliance planning and framework in line with applicable financial regulatory requirements (e.g., central bank, securities commission, insurance regulators).
• Develop and coordinate the annual compliance strategy, roadmap and compliance monitoring plan across the financial conglomerate, ensuring alignment with group objectives and regulatory expectations and to ensure robust second-line oversight and effective control testing and monitoring.
• Develop enterprise-wide compliance dashboards and key risk indicators (KRIs) for reporting within organization and regulatory authorities.
• Lead and oversee the implementation and enhancement of the GRC compliance module for an effective outcome using technology with an aim to automate compliance workflows, monitoring, and reporting.
• Foster a proactive compliance culture by developing and delivering various initiatives/measures to create and sustain a vibrant compliance culture across the Group.
• Create, maintain, and enhance comprehensive compliance tools, dashboards, reports, and documentation on a continuous basis.