This job has expired
Assistant Manager, Compliance
atFunding SocietiesWe are in search of a Assistant Manager, Compliance who will oversee all business and operations relating to Compliance including policies, investments, and procedures for Thailand, and supporting Compliance related activities across other SEA countries. He/She will assist, develop and implement company policies and procedures including enterprise-wide risk management, fit and proper checks, business continuity management and outsourcing framework.
What you will do :
- Subject matter expert on AML/CFT and KYC issues
- Manage information requests and liaison communication with the SEC and other government agencies
- Design, evaluate, maintain internal policies, and coordinate with different department managers to help shape the company's approach on Compliance and related matters
- Regularly assess the efficiency of control systems and recommend improvements.
- Review, evaluate and audit company procedures and reports to identify hidden risks or common issues.
- Lead employee training sessions on compliance issues.
- Perform compliance review on outsourcing vendors.
- Maintain various compliance and regulatory registers
Requirements :
- Bachelor’s degree in law, business administration, or relevant field.
- A minimum of 3-5 years’ experience as a compliance officer, or similar position.
- Strong knowledge of industry processes and regulations.
- Outstanding communication and interpersonal abilities.
- An analytical mindset with excellent organizational skills
- Fintech related compliance experience preferred
Experience required
- 5 years
Career level
- Middle Level
Only Thai nationals can apply
Salary
- 45,000 - 60,000 THB, Negotiable
Job function
- Legal
- Finance
Job type
- Full-time
Company overview
Funding Societies | Modalku is the largest SME digital financing platform in Southeast Asia. We are licensed in Singapore, Indonesia, Thailand, and registered in Malaysia. We are backed by Sequoia India and Softbank Ventures Asia Corp amongst many others and provides business financing to small and ... Read more
Why join us: We believe life is too short to spend everyday just to fulfil a job description. We are seeking people who want to create real positive impact and build something meaningful for the world. We enable our people to work smart and focus on impact, always with our mission in mind to improve societies ... Read more
Benefits
- Annual bonus
- Dental Insurance
- Five-day work week
- Health Insurance
- Hybrid Working
- Learning & Development Opportunities
- Paid holidays
- Performance bonus