COMPLIANCE Manager

The Compliance Manager oversees the AML/KYC Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures the Board of Directors, management and employees are in compliance with the rules and regulations of SEC, BOT, AMLO, PDPC and other regulatory agencies, that company policies and procedures are being followed, and that behavior in the organization meets the company’s Standards of Conduct.

Responsibilities

Compliance

• Provide advice on regulatory compliance issues and requirements to the related team to ensure compliance with AML policies and areas of financial services regulations, laws and procedures, consumer protection, and public interest laws.

• Review and finalize draft regulatory reports. Ensure these are accurately done and timely submitted to the concerned government regulatory unit ie. SEC, AMLO, PDPC

• Maintain and put in place of  KYC/EDD frameworks and ensure ongoing monitoring and review

• Ensure that operational processes are sufficient, documented, and implemented such as fraud monitoring, customer due diligence, AML investigation workflows and case management, KYC/EDD, correspondent banking, transaction monitoring, and suspicious activity reporting

• Review and investigate suspicious case as governments requests while working within the team to and with CS team to response to customers

• Regularly audit company procedures, practices, and documents in accordance with the related laws and regulations.

• Provides annual AML / CFT training to all employees 

• Any ad-hoc tasks relating to the requirements business.

Data Protection 

• Act as the point of contact within the company for staff, regulators, and relevant public authorities on data protection issues.

• Draft new and amend existing internal data protection policies, guidelines, and procedures, in consultation with key stakeholders

• Provide advice and educate employees on important data compliance requirements

Qualifications

• Bachelor’s degree in Law, BBA, MBA, Finance, Politics or any related field

• Shown extensive leadership and team work experience

• Understanding of AML concepts in several areas; AML investigation workflows and case management, KYC/CIP/CDD, correspondent banking, transaction monitoring, and suspicious activity reporting.

• At least 2-3 years of experience in prior Legal and Compliance or Audit in Financial Institutions

• Proficient in English with good communication skills

• A good team player and enjoys working in a fast-paced, high-intensity environment

• Motivated self-starter with a passion for payments and cryptocurrency industries

• A track-record of getting things done - drive, ownership and execution are core to our culture at coins.co.th

• Fundamental knowledge on PDPA law is a plus