Regulatory Compliance:

• Stay informed and updated on applicable regulatory standards to proactively enhance the company's compliance program.

• Lead license applications by coordinating with internal teams and regularly report progress and issues to the senior management.

• Serve as a subject matter expert on regulatory compliance matters, providing guidance and support to senior management, employees, and other stakeholders.

• Collaborate with internal teams to ensure that compliance considerations are integrated into business processes.

Policies and Procedures:

• Develop, update, and communicate compliance policies and procedures to ensure alignment with regulatory requirements.

• Ensure that employees at all levels are informed and trained on compliance policies.

Risk Assessment:

• Lead enterprise-wide risk assessment initiatives.

• Identify, assess, and develop strategies to mitigate regulatory and compliance risks associated with the company's business, customers, products and services.

Anti-Money Laundering (AML) and Counter-Terrorism Financing (CFT):

• Assist to develop, implement, and manage the company's AMLCFT compliance program, including Customer Due Diligence procedures in line with regulatory requirements.

• Prepare and file timely and accurate Suspicious Transaction Reports (STR) to regulatory authorities i.e., AMLO in accordance with regulatory requirements.

Compliance Communication:

• Serve as the main point of contact on compliance matters for regulatory authorities, external auditors, and financial institution partners.

Reporting and Documentation:

• Prepare and submit timely and accurate reports to regulatory authorities, senior management, and other stakeholders.

Training and Awareness:

• Conduct compliance training for employees to promote awareness and understanding.

• Foster a culture of compliance within the company.

• 5 years or more experience in AMLCFT and regulatory compliance;

• Relevant qualification or certification e.g., ICA, CAMS is an added advantage;

• Experience in liaising with regulators such as BOT and AMLO

• Proficiency in English and Thai is essential, and mandarin is a plus.